Informed Financial Consent Form Template – Australia

The Informed Financial Consent Form Template – Australia is offered in multiple formats, including PDF, Word, and Google Docs. These formats are both customizable and suitable for printing, ensuring they meet your specific requirements effortlessly.


Sample

Informed Financial Consent Form Template – Australia

Editable | Printable



1. Client Information



2. Financial Advisor Information



3. Purpose of the Financial Advice

4. Scope of Services

5. Fees and Charges

6. Consent to Collect Personal Information

7. Acknowledgment of Risk

8. Declaration of Understanding

9. Signatures and Acceptance




PDF


WORD

Examples


Informed Financial Consent Form Template – Australia (1)
Client Information:
[Client’s Name]
[Client’s ID]
[Client’s Address]
[Client’s Phone]
[Client’s Email]
Advisor Information:
[Adviser’s Name]
[Adviser’s Firm]
[Address]
[Phone]
[Email]
Purpose of the Consent:
This Informed Financial Consent Form (“Consent”) specifies the client’s understanding and agreement to the financial advice services provided by the adviser.
Scope of Services:
The adviser will provide advice on various financial matters including investments, retirement planning, and risk management tailored to the client’s needs.
Disclosure of Fees:
The client acknowledges that the adviser will receive fees for their services which could include [specific fees, e.g., hourly fees, commission-based, flat fees]. A detailed fee schedule is provided in the accompanying document.
Confidentiality Agreement:
The adviser agrees to maintain the confidentiality of all client information and not disclose it to third parties without the client’s consent, unless required by law.
Client’s Rights:
The client has the right to seek clarification on any aspect of the advice, to withdraw consent at any time, and to request a review of their financial plan at intervals agreed upon with the adviser.
Informed Consent Acknowledgment:
By signing this form, the client confirms that they have read and understood the terms outlined above and agree to proceed with financial services from the adviser.
Signed in [City], [Date].
Sincerely,
[Client’s Signature]
[Client’s Name]
[Adviser’s Signature]
[Adviser’s Name]
Informed Financial Consent Form Template – Australia (2)
Client Information:
[Client’s Name]
[Client’s ID]
[Client’s Address]
[Client’s Phone]
[Client’s Email]
Advisor Information:
[Adviser’s Name]
[Adviser’s Firm]
[Address]
[Phone]
[Email]
Purpose of the Consent:
This document serves to confirm the client’s awareness and acceptance regarding the financial services and advice they will receive from the adviser.
Services Overview:
The adviser will assist the client with financial planning, investment portfolio management, and ongoing review of client progress towards financial goals.
Fees and Charges:
The client acknowledges the adviser’s fees as stated, which can include [details on commissions, service charges, etc.] Payment terms and conditions are laid out in the attached fee structure document.
Privacy and Confidentiality:
Both parties agree to uphold confidentiality regarding personal and financial information shared throughout the advisory relationship.
Client Rights and Responsibilities:
The client has rights including access to advice records, the ability to ask questions regarding the advice being provided, and the responsibility to provide accurate financial information to the adviser.
Consent Confirmation:
The client asserts that they understand the information presented and provide consent to proceed with the financial advice as outlined.
Signed in [City], [Date].
Sincerely,
[Client’s Signature]
[Client’s Name]
[Adviser’s Signature]
[Adviser’s Name]

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Informed Financial Consent Form Template - Australia